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Running Head : S .E .CSecurities and re-sentencing fit outAuthor s NameAuthor s SchoolInstructor s NameSubject CodeSecurities and fill in CommissionThe Securities and Exchange Commission is a government agency with the firsthand state of enforcing the federal securities laws and regulating the securities industry or buy in market place . The main reason for the creation of the (U .S ) reciprocal ohm in 1934 as an independent , non-partisan quasi-judicial agency was to gravel the parenthood market and continue embodied abuses relating to the offering and sale of securities and corporate reporting . The sec was given the power to license and regulate stock exchanges . The atomic number 16 , as altogetherowed by the Congress , rear end bring polite enforcement actions against individuals or companies found to have com mitted accounting phony , provide false information or engaged insider traffic or other(a) violations of the securities law It was designed to promote entire public disclosure and to protect the investiture public double-dealing and manipulative practices in the securities market . The U .S SEC is imperturbable five commissioners appointed by the U .S . President and sanctioned by the Senate and one of them is appointed as the Chairman of the Commission - the agency s chief executive . The responsibilities of this regulative agency be organized into four Divisions and 18 offices all located in Washington , DC . However , in that respect are also Securities and Exchange Commission agencies in other countries , independent or separate from the U .S .

SECSince the SEC oversees the revue of securities firms , brokers investment advisers and ratings agencies , it wad closely monitor the regularities , or its drop thereof , in firms and take the necessary action against those committing baloney and manipulative acts . It crumb righteously propose and implement rules regarding the trading operations of the securities markets . As mandated by SEC , public companies submit every quarter and annual reports as part of its statutory requirement . This is pivotal for the investors to make telephone set decisions when investing in the capital letter markets . Through this , the SEC can appropriately keep an tenderness on the operations of its registered firms thereby achieving assuring fair and genuine undertakingsReferenceUS Securities and Exchange Commission . 2007 , kinfolk 11 . The Investor s Advocate : How the SEC Protects Investors , Maintains Market Integrity , and Facilities capital Formation . Retrieved October 29 2007 , from HYPERLINK hypertext sell protocol /www .sec .gov /about /whatwedo .shtml laws http /www .sec .gov /about /whatwedo .shtml lawsS .E .C . page 3...If you want to get a full essay, order it on our website: BestEssayCheap.com

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